Disclosures
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:
HP Private Wealth Advisory (HPPWA), is a proprietorship run and managed by Himanshu Pravinchandra Pandya, SEBI registration Number – INA000017310.
Type of Registration: Individual. Validity date: November 03, 2022 to perpetual.
Address: C – 1404, Serenity Towers, Raheja Reflections, Thakur Village, Kandivali East, Mumbai – 400101.
Phone: +91- 9821529611
Corresp. SEBI office address: SEBI Bhavan, Plot No. C4-A, G Block, SEBI Bhavan, BKC, Bandra (E), Mumbai-400051. Phone: +91-22-26449950
HPPWA offers financial planning and investment advisory services using direct plans/non commission earning products wherever available and charges clients a fee for advice.
In addition to financial planning and investment advisory services, HPPWA also provides other services like estate planning solutions, insurance planning, loan advice services, investments in fixed deposits, RBI Bonds and small saving schemes for which there may be a commission/referral fee earned which would be disclosed if earned by HPPWA.
There is no obligation for clients to use the implementation/distribution services of HPPWA. All advice issued by HPPWA is on a non-binding basis to the client. HPPWA or any group member/affiliate may earn a commission/brokerage/referral fee when the client chooses to use the above-mentioned services of HPPWA.
Investment Disclosures
Investment policy for Himanshu Pravinchandra Pandya, proprietor HPPWA. Himanshu Pravinchandra Pandya may invest in various asset classes and/or investment products. This would be based on investment objectives which could be based on, amongst other items, liquidity management, asset allocation, time horizon, and risk-return objectives.
HPPWA and its representatives have the following holdings or positions as of 31st October, 2024 in the financial products or securities which are subject matter of advice.