Important Disclaimers for investors
HP Private Wealth Advisory (‘HPPWA’) is a proprietorship run and managed by
Himanshu Pravinchandra Pandya an Individual Investment Adviser,
SEBI Registration Number – INA000017310 (Perpetual Validity)
BASL Membership No. – 1901
Email id: himanshu@hpprivatewealth.com
Contact Details: +91-9821529611
Registered Office: HP Private Wealth Advisory, C – 1404, Serenity Towers, Raheja Reflections, Thakur Village, Kandivali East, Mumbai – 400101
Correspondence Office: HP Private Wealth Advisory, C – 1404, Serenity Towers, Raheja Reflections, Thakur Village, Kandivali East, Mumbai – 400101
Please read the following disclaimers carefully:
- Investment in securities market are subject to market risks. Read all the related documents carefully before investing.
- The value of any investment may rise or fall as a result of market changes. Past performance is not indicative of future results.
- Registration granted by SEBI, membership of BASL and certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
- For any grievances, contact SEBI – Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.
Amendment to the agreement
Clause 7A
7A. Death or Disability of Investment Adviser:
i. The Investment Adviser shall, at all times have one of his/her legal heirs, executor, trustee, administrator of estate of the deceased (the “Obligor”) to act as the person-in-charge in the event of Death or Disability of the Investment Adviser.
7A. Death or Disability of Investment Adviser:
i. The Investment Adviser shall, at all times have one of his/her legal heirs, executor, trustee, administrator of estate of the deceased (the “Obligor”) to act as the person-in-charge in the event of Death or Disability of the Investment Adviser.
ii. The Obligor shall, in the event of Death/ Disability of the Investment Advisor:
– Give notice to all clients of the occurrence of the eventuality and confirmation of having taken charge over by the Obligor.
– Settlement of account with the client (fees payable and/or fees refundable).
– Facilitate completion of transition of any outstanding business to another duly registered Investment Adviser.
– Ensure redressal of any outstanding or new disputes/claims of clients.
– Give notice to all clients of the occurrence of the eventuality and confirmation of having taken charge over by the Obligor.
– Settlement of account with the client (fees payable and/or fees refundable).
– Facilitate completion of transition of any outstanding business to another duly registered Investment Adviser.
– Ensure redressal of any outstanding or new disputes/claims of clients.
iii. Details of the Obligor:
Full Name: Kavita Himanshu Pandya
PAN: AEKPJ4890B
Mobile No: 9819438222
Email: id: kavita@hpprivatewealth.com
Full Name: Kavita Himanshu Pandya
PAN: AEKPJ4890B
Mobile No: 9819438222
Email: id: kavita@hpprivatewealth.com
iv. The Investment Adviser shall promptly inform all his Clients of any change in details of the Obligor during the tenure of the Agreement.
Website Disclaimers
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- The information provided on this website should not be made the basis for any personal decisions.
- The information contained in this website does not form a substitute for professional advice.
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- This website may also provide links to other websites operated by third parties.
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